COMPLIANCE AND FINANCIAL CRIME
We are one of the market leaders in the Compliance & Financial Crime market, with a team of specialists working on senior level mandates across Financial Services, Professional Services / Consultancy and Corporates.
The team has worked on roles globally, including senior high profile compliance / financial crime projects in Asia, US, CEE, Australia and MENA.
We have long-established relationships across the Financial Service sector including; Investment banking, Private Banking, Asset management, Hedge Funds, Retail and Corporate banking. We also have long-standing relationships in the Professional Services arena, including the Big 4 and the boutiques.
Our extensive market knowledge includes the following areas:
- CF10 – Head of Compliance – Regional & Global
- Regulatory Affairs
- Capital markets Compliance Officers (eg Equities, FICC etc)
- Central / Operations Compliance
- Control Room
- Conduct Risk
- IBD (M&A, Corporate Finance etc) Compliance Officers
- Monitoring & Surveillance Compliance.
If you would like further information or a confidential discussion please contact Toby Danos.
RECENT ASSIGNMENTS
- Head of EMEA Compliance – Global Bank
- Head of Markets Compliance – Global Bank
- Regulation Partner – Leading Advisory Firm
- Regional Head, Control Room – Investment Bank
- Global Head Financial Crime – Asset Manager
- Head of EMEA Fixed Income Compliance – Investment Bank
- Head of Complaince, EUEA, PWM
- Head of Global Asset Management Compliance
Here we also work across the professional services and financial services sector domestically and internationally.
Our coverage includes;
- CF11 – Head of Financial Crime, Regional and Global
- AML
- Sanctions
- Disputes
- EDD/ Business Intelligence/ Investigations
- Anti-Bribery & Corruption
If you would like further information or a confidential discussion please contact Toby Danos.
RECENT ASSIGNMENTS
- CF11 Head of Financial Crime – Global Bank
- Forensics Partner – Professional Services Firm
- Head of EDD – Financial Services Firm
- Head of Sanctions – Global Financial Institution
- Financial Crime Partner, AML – Advisory Firm
- Director, Fraud Investigations – Boutique Consultancy