COMPLIANCE AND FINANCIAL CRIME

We are one of the market leaders in the Compliance & Financial Crime market, with a team of specialists working on senior level mandates across Financial Services, Professional Services / Consultancy and Corporates.

The team has worked on roles globally, including senior high profile compliance / financial crime projects in Asia, US, CEE, Australia and MENA.

COMPLIANCE / REGULATORY AFFAIRS

We have long-established relationships across the Financial Service sector including; Investment banking, Private Banking, Asset management, Hedge Funds, Retail and Corporate banking. We also have long-standing relationships in the Professional Services arena, including the Big 4 and the boutiques.

Our extensive market knowledge includes the following areas:

  • CF10 – Head of Compliance – Regional & Global
  • Regulatory Affairs
  • Capital markets Compliance Officers (eg Equities, FICC etc)
  • Central / Operations Compliance
  • Control Room
  • Conduct Risk
  • IBD (M&A, Corporate Finance etc) Compliance Officers
  • Monitoring & Surveillance Compliance.

If you would like further information or a confidential discussion please contact Toby Danos.

RECENT ASSIGNMENTS

  • Head of EMEA Compliance – Global Bank
  • Head of Markets Compliance – Global Bank
  • Regulation Partner – Leading Advisory Firm
  • Regional Head, Control Room – Investment Bank
  • Global Head Financial Crime – Asset Manager
  • Head of EMEA Fixed Income Compliance – Investment Bank
  • Head of Complaince, EUEA, PWM
  • Head of Global Asset Management Compliance
FINANCIAL CRIME / FORENSICS

Here we also work across the professional services and financial services sector domestically and internationally.

Our coverage includes;

  • CF11 – Head of Financial Crime, Regional and Global
  • AML
  • Sanctions
  • Disputes
  • EDD/ Business Intelligence/ Investigations
  • Anti-Bribery & Corruption

If you would like further information or a confidential discussion please contact Toby Danos.

RECENT ASSIGNMENTS

  • CF11 Head of Financial Crime – Global Bank
  • Forensics Partner – Professional Services Firm
  • Head of EDD – Financial Services Firm
  • Head of Sanctions – Global Financial Institution
  • Financial Crime Partner, AML – Advisory Firm
  • Director, Fraud Investigations – Boutique Consultancy